Responsibilities：

• Handle all SFC licensing matters, staff dealing, CPT monitoring, enquiries from listed companies; 
• Provide compliance advice on securities and futures contracts to business units on regulatory standards; 
• Formulate and update internal policies and procedures and guideline; 
• Other compliance duties as assigned by the Head of Compliance. 

Requirements：

• Minimum 1 year of compliance experience; 
• Hands on experience in handling Central Compliance matters or providing compliance advice on securities and futures contracts is preferred;
• Previous experiences working in SFC is a plus; 
• Bachelor Degree or higher in Law, Finance, Economics, or other relevant majors; 
• CFA/CPA qualification preferable;
• Strong analytical and quantitative skills;
• Strong communication and interpersonal skills – ability to form effective work relationship;
• Proactive in taking responsibilities and able to multi-task;
• Fluency in English and Mandarin；Both written and verbal communication skills; 
• Capability of working closely with team members and delivering quality work under tight schedules.